Lead Financial Strategy at the SEC: Senior Officer - Chief Risk and Strategy Officer

The U.S. Securities and Exchange Commission (SEC) is currently inviting applications for a high-level leadership position within its Division of Examinations. The Chief Risk and Strategy Officer (CRSO) is a pivotal role for those who are passionate about protecting investors and ensuring the integrity of our national capital markets. This role offers the unique opportunity to steer the strategic direction of one of the most influential regulatory bodies in the world.

Job Responsibilities

As the CRSO, you will lead the Office of Risk and Strategy (ORS). Your primary responsibilities will involve:

Risk Identification: Overseeing the monitoring of the registrant community to identify emerging threats.
Data Analytics: Spearheading the development of advanced tools and quantitative support for examination programs.
Strategy: Advising senior leadership on how market risks should dictate examination priorities and resource allocation.
Governance: Representing the Division of Examinations on agency-wide committees and coordinating with external regulators.

Requirements

To be eligible for this position, applicants must be current federal employees with permanent competitive service status. Key requirements include:

One year of specialized experience equivalent to the GS-14 level.
Proficiency in conducting or managing audits of financial/securities firms.
Ability to hold a Top Secret security clearance.
A strictly formatted two-page resume.

Comparison of Qualifications

Requirement	Level	Note
Specialized Experience	GS-14/SK-14	Mandatory
Security Clearance	Top Secret	Mandatory
Resume Limit	2 Pages	Strict Enforcement
Accomplishment Record	Competency-based	Request-based

Salary Overview

This position offers a competitive salary commensurate with the high level of responsibility, ranging from $207,830 to $315,481 per year.

Benefits

The SEC provides a comprehensive benefits package, including:

Health and life insurance programs.
Generous retirement benefits.
Paid time off and federal holidays.
Opportunities for professional growth and leadership development.

Application Tips

Follow the Page Limit: The two-page resume rule is strictly enforced.
Prepare Early: Have your accomplishment records ready before they are requested.
Use Quantitative Data: When drafting your narratives, highlight the specific impact of your leadership.

Serving as the Chief Risk and Strategy Officer for the SEC is a chance to influence the future of financial regulation. If you have the leadership and technical expertise to drive systemic change, submit your application package before November 6, 2026.

Why This Senior Officer-Chief Risk And Strategy Officer Job Matters

Shape the future of financial oversight: Join the SEC as the Chief Risk and Strategy Officer.

Senior Officer-Chief Risk And Strategy Officer Job Overview

The Securities and Exchange Commission (SEC) is hiring a Senior Officer to serve as the Chief Risk and Strategy Officer (CRSO) for the Division of Examinations. This high-impact role oversees the Office of Risk and Strategy (ORS), acting as the central nerve center for risk identification, financial intelligence, and strategic planning. You will lead data-driven initiatives that inform how the SEC monitors registered firms and protects investors across the United States.

Requirements for Senior Officer-Chief Risk And Strategy Officer

Must be a federal employee with permanent competitive service status.
Minimum of one full year of specialized experience equivalent to the GS-14 or SK-14 level.
Experience in conducting or managing examinations and audits of broker-dealers, investment companies, or investment advisers.
Demonstrated ability to assess compliance risks within registered securities firms.
Expertise in advising senior leadership on market risks and resource allocation.
Must be able to obtain and maintain a Top Secret security clearance.
Must pass a mandatory pre-employment drug screening.
Ability to submit a detailed Accomplishment Record within 3 business days of request.

Preferred Qualifications for Senior Officer-Chief Risk And Strategy Officer

Advanced experience in developing and implementing agency-wide risk analytics programs.
Proven track record of managing interdisciplinary teams in a high-stakes regulatory environment.
Strong expertise in quantitative exam support and modern data-analytic tool development.
Ability to build strategic coalitions with external regulators and self-regulatory organizations.
Advanced critical thinking skills applied to complex financial enforcement scenarios.

Federal Benefits & Perks

✓Competitive federal salary with comprehensive compensation packages.
✓Extensive career development and professional training opportunities.
✓Work-life balance initiatives typical of federal employment.
✓Access to the SEC’s enhanced benefits program.
✓Opportunity to collaborate with national experts in securities regulation.

💡 How to Apply Senior Officer-Chief Risk And Strategy Officer Job & Insider Tips

Application Steps for Senior Officer-Chief Risk And Strategy Officer Job

Log into your USAJOBS account and prepare your federal resume (max 2 pages).
Complete the mandatory online questionnaire.
Submit your application package by the closing date of November 6, 2026.
If found minimally qualified, prepare to submit your Accomplishment Record within 3 business days when requested.
Await notification regarding your status through the USAJOBS portal.

💡 General Tips

Focus your resume strictly on the specialized experience requirements.
Do not exceed the two-page limit for your resume, as this will result in immediate disqualification.
Prepare your Accomplishment Record narratives in advance using the STAR method (Situation, Task, Actions, Results).
Ensure your narrative responses are under 300 words per competency.
Verify that your SF-50 clearly shows your highest grade and competitive service status.

Frequently Asked Questions

What is the primary role of the Chief Risk and Strategy Officer?

The CRSO leads the Office of Risk and Strategy (ORS), overseeing risk analytics, large firm monitoring, incident response, and the development of data tools that shape the SEC's examination strategy.

Are there specific location requirements?

This position is available in several locations including Atlanta, Boston, Chicago, Denver, Fort Worth, Los Angeles, Miami, New York, Philadelphia, San Francisco, and Washington, DC.

How is the Accomplishment Record evaluated?

A rating panel reviews your resume and narratives to place you in categories ranging from Qualified to Highly Qualified based on your proven proficiency in specific leadership and technical competencies.

Is relocation offered?

Relocation expenses are generally not provided for this specific role.

What is the security level?

This position is classified as Critical-Sensitive (CS)/High Risk and requires a Top Secret clearance.

Job from Securities And Exchange Commission

The SEC’s mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. As an agency that operates on the global stage, the SEC prides itself on creating a challenging, expert-driven environment. Employees here contribute to meaningful work that affects the American public daily, backed by robust compensation and career growth opportunities.