Advance Your Career as a Risk and Compliance Officer with the SEC
The U.S. Securities and Exchange Commission (SEC) is hiring a high-level Risk and Compliance Officer to join the Division of Enforcement in Boston. This role is essential for ensuring that the nation's securities industry remains stable, fair, and transparent. If you are a seasoned professional with a background in risk management, auditing, and organizational compliance, this is your opportunity to contribute to one of the most important regulatory bodies in the United States.
Job Responsibilities
As a Risk and Compliance Officer, you will serve as a key advisor within the Office of the Chief Risk and Compliance Officer (OCRCO). Your responsibilities will include:
- Risk Identification: Evaluating operational, legal, and policy risks across enforcement functions.
- Policy Development: Drafting and updating internal policies to mitigate identified risks.
- Reporting: Communicating compliance status and risk assessments to agency leadership.
- Training: Developing programs to educate staff on new policies and compliance standards.
Requirements
This position requires significant specialized experience. Candidates must demonstrate at least one year of experience equivalent to the GS/SK-14 level.
| Requirement | Description |
|---|---|
| Citizenship | Must be a U.S. Citizen |
| Experience | 1+ years at the GS/SK-14 level |
| Security | High-Risk (HR) suitability clearance required |
| Resume | 2-page limit strictly enforced |
Salary and Benefits
The salary range for this position is $173,083 to $292,300. In addition to a competitive salary, the SEC offers comprehensive federal benefits including health insurance, generous retirement packages, and significant work-life balance resources.
Application Tips
- Be Concise: Your resume must be two pages or less. Do not exceed this limit.
- Prepare Early: Familiarize yourself with the four required competencies (Critical Thinking, Program Management, Workload Management, and Teamwork) and draft your narratives now.
- Watch the Clock: If asked for an Accomplishment Record, you will only have three business days to submit it. Missing this deadline is an automatic disqualifier.
This role is ideal for those seeking to apply their compliance and risk management expertise to the public sector. With a competitive salary and the opportunity to impact financial markets, this role is a significant career milestone. Ensure your application is complete and submitted before the November deadline.
Why This Risk And Compliance Officer Job Matters
Are you a master of risk mitigation? Help shape the regulatory integrity of our capital markets as a Risk and Compliance Officer with the Securities and Exchange Commission.
Risk And Compliance Officer Job Overview
The Division of Enforcement's Office of the Chief Risk and Compliance Officer (OCRCO) at the SEC is seeking a highly skilled professional to lead critical risk assessment and management initiatives. This position plays a pivotal role in maintaining the agency's integrity by overseeing compliance programs, managing risk mechanisms pursuant to the Dodd-Frank Act, and ensuring institutional adherence to federal financial management standards. You will operate in a fast-paced environment where your analytical expertise directly supports the mission of protecting American investors.
Requirements for Risk And Compliance Officer
- Must be a U.S. Citizen.
- Completion of a one-year time-in-grade requirement at the GS/SK-14 level.
- Demonstrated specialized experience in developing and implementing entity-wide risk assessment mechanisms.
- Experience in auditing or reviewing complex compliance programs.
- Ability to obtain and maintain a high-risk security clearance.
- Submission of a resume not exceeding two pages.
- Successful completion of the online application questionnaire.
Preferred Qualifications for Risk And Compliance Officer
- Expertise in operational, legal, and policy risk mitigation.
- Strong program management skills with a history of delivering mission-critical results.
- Exceptional ability to synthesize technical data into reports for senior leadership.
- Proven proficiency in collaborative teamwork and cross-departmental communication.
- Demonstrated ability to prioritize heavy workloads in rapidly changing environments.
Federal Benefits & Perks
- ✓Competitive federal salary and compensation program.
- ✓Comprehensive health and life insurance options.
- ✓Robust retirement plans including the Federal Employees Retirement System (FERS).
- ✓Opportunities for professional development and career growth.
- ✓Work-life balance initiatives typical of federal employment.
- ✓Supportive environment working alongside national regulatory experts.
💡 How to Apply Risk And Compliance Officer Job & Insider Tips
Application Steps for Risk And Compliance Officer Job
- Review the full announcement on USAJOBS.
- Ensure your resume is limited to two pages and highlights relevant experience.
- Submit the online application and complete the questionnaire by the closing date.
- Prepare your Accomplishment Record in advance, addressing the four core competencies.
- Submit the required documents, including proof of eligibility if claiming CTAP/ICTAP priority.
- Monitor your email for requests from the Office of Human Resources for additional information.
💡 General Tips
- Strictly adhere to the two-page resume limit; longer resumes will be disqualified.
- Draft your Accomplishment Record narratives before being contacted, as you will only have three business days to submit them.
- Each narrative response is capped at 300 words—keep them concise and results-oriented.
- Ensure your resume provides concrete evidence for every competency claimed.
- Proofread your application for accuracy, as false statements can lead to termination or fines.
Frequently Asked Questions
What is the specialized experience required for this role?
You need at least one year of experience equivalent to the GS/SK-14 level, focused on developing risk management frameworks or auditing compliance programs.
What happens if I miss the 3-day deadline for the Accomplishment Record?
Failure to submit the record within the 3-business-day window will result in your removal from further consideration.
Are federal employees eligible for salary negotiation?
Pay for current SEC employees is determined according to specific agency policies upon selection.
Is telework available for this position?
Please refer to the specific job announcement on USAJOBS for the most current telework policies.
What is the Accomplishment Record?
It is a narrative submission where you describe specific, real-world examples of how you demonstrated the required competencies.
Job from Securities And Exchange Commission
The Securities and Exchange Commission is responsible for protecting investors, maintaining fair and orderly markets, and facilitating capital formation. Working at the SEC means contributing to a mission that impacts the entire American economy. Employees enjoy access to top-tier benefits, expert-level mentorship, and a career path that fosters continuous learning.