Become an Assistant Director with the Securities and Exchange Commission
Are you a seasoned attorney with a passion for financial market regulation? The Securities and Exchange Commission (SEC) is looking for a leader to join the Division of Trading and Markets as an Assistant Director. This role is central to the integrity of our national financial infrastructure.
Job Responsibilities
In this role, you will:
- Analyze and draft rule change filings for clearing agencies.
- Provide legal advice on the Securities Exchange Act of 1934.
- Collaborate with other divisions to implement clearance and settlement policies.
- Represent the Office of Clearance and Settlement in international and federal regulatory committees.
Requirements
To be eligible, you must hold a J.D. degree and maintain active bar membership. Additionally, you need at least one year of specialized experience equivalent to the GS/SK-14 grade level.
| Requirement | Description |
|---|---|
| Education | J.D. or LL.B. degree |
| License | Active Bar Membership |
| Experience | 1+ year specialized experience |
| Security | High-Risk Background Check Required |
Salary and Benefits
The salary range for this position is between $185,350 and $292,300 per year. In addition to a highly competitive salary, the SEC offers robust federal benefits designed to support both your professional and personal life.
Application Tips
Candidates must be meticulous. Your resume should be no more than two pages. Because the selection process includes an Accomplishment Record phase with a short turnaround, we recommend drafting your responses to the core competencies—Rule Development, Critical Thinking, Legal Analysis, and Workload Management—well before you submit your application.
Serving as an Assistant Director at the SEC is a career-defining opportunity to impact the global financial landscape. Apply today to bring your legal expertise to a premier regulatory environment.
Why This Assistant Director Job Matters
Shape the future of the nation’s financial markets as an Assistant Director at the Securities and Exchange Commission.
Assistant Director Job Overview
The Division of Trading and Markets at the Securities and Exchange Commission (SEC) is currently recruiting for an Assistant Director within the Office of Clearance and Settlement. This pivotal role involves providing expert legal guidance on the national clearance and settlement system, focusing specifically on derivatives, security-based swaps, and central counterparty operations.
Requirements for Assistant Director
- Juris Doctor (J.D.) or LL.B. degree from an accredited institution.
- Active, good-standing membership in the bar of any U.S. state, territory, district, or commonwealth.
- At least one year of specialized experience equivalent to the GS/SK-14 level.
- Must be able to pass a high-risk security background investigation.
Preferred Qualifications for Assistant Director
- Expertise in the Securities Exchange Act of 1934.
- Professional experience with derivatives clearing organizations and central counterparties.
- Demonstrated ability to manage complex regulatory policy development.
- Strong proficiency in legal analysis and rule-making procedures.
Federal Benefits & Perks
- âś“Comprehensive federal health and insurance programs.
- âś“Competitive salary packages with locality adjustments.
- âś“Opportunities for professional growth and leadership.
- âś“Work-life balance initiatives.
- âś“Access to expert mentorship within the agency.
đź’ˇ How to Apply Assistant Director Job & Insider Tips
Application Steps for Assistant Director Job
- Log into your USAJOBS account.
- Prepare a resume that is strictly two pages or fewer.
- Complete the online questionnaire included in the application portal.
- Submit all necessary transcripts and supporting documentation.
- Await notification; if qualified, you will be invited to submit an Accomplishment Record.
đź’ˇ General Tips
- Ensure your resume specifically addresses the competency areas mentioned in the job post.
- Keep your resume to the required two-page limit to avoid disqualification.
- Prepare your Accomplishment Record narrative in advance, as you will have only 3 business days to submit it if requested.
- Verify all your education credentials now to avoid delays.
Frequently Asked Questions
What is the specialized experience required for this role?
You must have one year of experience at the GS/SK-14 level, specifically involving legal work regarding the Securities Exchange Act of 1934 and clearance/settlement systems.
What happens after I apply?
The HR office will review your materials. If found minimally qualified, you may be contacted to provide an Accomplishment Record, which will be evaluated by a rating panel.
Job from Securities And Exchange Commission
The SEC is the cornerstone of the American financial system. Its mission is to protect investors, maintain fair and orderly markets, and facilitate capital formation. Working at the SEC means contributing to a vital regulatory body that monitors the world’s most significant securities markets.