Advance Your Career: Attorney - Enforcement Liaison at the SEC
The Securities and Exchange Commission (SEC) is the bedrock of the American capital markets. As an Enforcement Liaison within the Division of Trading and Markets, you will play a pivotal role in maintaining market integrity and protecting investors. This role is perfect for a seasoned attorney with a passion for regulatory law and financial oversight.
Job Responsibilities
You will be tasked with:
- Analyzing enforcement matters involving statutory provisions and broker-dealer activities.
- Providing legal guidance on crypto assets, anti-money laundering, and Regulation Best Interest.
- Reviewing legislative initiatives and Commission decisions for market impact.
- Collaborating with other regulators and Self-Regulatory Organizations (SROs).
Comparison: Standard Attorney vs. Enforcement Liaison
| Feature | Standard Attorney | Enforcement Liaison |
|---|---|---|
| Focus | General Counsel | Inter-division Coordination |
| Regulation Type | Internal Policy | Enforcement/Investigation Support |
| Stakeholder Interaction | Internal Staff | SROs, External Regulators, Enforcement Staff |
Requirements
Applicants must possess a J.D. or LL.B. degree and hold active bar membership. You need at least three years of post-J.D. experience, specifically two years of which must involve applying securities laws or related regulatory frameworks.
Salary and Benefits
The salary for this position is commensurate with experience and ranges from $153,114 to $259,402 annually. Federal benefits include robust health coverage, life insurance, and a comprehensive retirement plan.
Application Tips
- Resume Length: Keep it strictly to 2 pages.
- Documentation: Have your transcripts ready, even if they are unofficial.
- Response Time: Be prepared to provide an Accomplishment Record on short notice if reached out to by HR.
Serving as an Enforcement Liaison at the SEC offers a unique career trajectory for attorneys dedicated to financial market justice. Apply today to contribute to the nation’s economic stability.
Why This Attorney - Enforcement Liaison Job Matters
Shape the future of market integrity as an Attorney Enforcement Liaison at the Securities and Exchange Commission.
Attorney - Enforcement Liaison Job Overview
The Division of Trading and Markets at the SEC is seeking a highly skilled Attorney-Adviser to serve as an Enforcement Liaison within the Office of Legal Counsel. In this critical role, you will act as the primary bridge between the Division of Trading and Markets and the Division of Enforcement, applying legal expertise to complex regulatory questions, market intermediary oversight, and evolving securities law issues. This position offers a unique opportunity to influence national financial policy while working alongside industry-leading legal experts in Washington, D.C.
Requirements for Attorney - Enforcement Liaison
- Juris Doctor (J.D.) or LL.B. degree from an accredited institution.
- Active, good-standing membership in the bar of any U.S. state, territory, D.C., or Puerto Rico.
- Three years of post-J.D. legal experience in issue identification, legal analysis, and drafting documents.
- At least two years of specialized experience interpreting laws like the Securities Exchange Act of 1934 or developing recommendations for financial institution regulation.
- U.S. Citizenship.
Preferred Qualifications for Attorney - Enforcement Liaison
- Experience with broker-dealer oversight and Regulation Best Interest.
- Background in crypto asset securities or anti-money laundering obligations.
- Demonstrated ability to synthesize complex policy goals into actionable legal rules.
- Strong interpersonal skills for coordinating with SROs and other regulatory bodies.
Federal Benefits & Perks
- ✓Competitive federal salary structure
- ✓Comprehensive health and life insurance options
- ✓Retirement savings plans (FERS/Thrift Savings Plan)
- ✓Professional development and career advancement opportunities
- ✓Work-life balance initiatives
- ✓Access to a vast network of legal and financial experts
💡 How to Apply Attorney - Enforcement Liaison Job & Insider Tips
Application Steps for Attorney - Enforcement Liaison Job
- Create or update your profile on USAJOBS.
- Prepare a resume that does not exceed two pages.
- Gather your transcripts and proof of bar admission.
- Complete the online questionnaire via the application portal.
- Submit your full application package before the closing date.
- Monitor your status via the USAJOBS dashboard; if contacted, prepare your Accomplishment Record within 3 business days.
💡 General Tips
- Keep your resume strictly to two pages or less to ensure it is considered.
- Focus your resume on specific, date-backed accomplishments that demonstrate your legal reasoning and regulatory expertise.
- Start drafting potential Accomplishment Record narratives early, as you will have only 3 business days to submit if requested.
- Ensure all contact information for references is accurate and professional.
Frequently Asked Questions
What is the primary role of the Enforcement Liaison?
You will act as the principal point of contact between the Division of Trading and Markets and the Division of Enforcement, providing legal guidance on investigations, broker-dealer issues, and securities rule interpretation.
Is the Accomplishment Record required immediately?
No. Do not submit an Accomplishment Record with your initial application. The HR team will contact qualified candidates to request one, at which point you have a 3-day window to provide it.
Job from Securities And Exchange Commission
The SEC’s mission is to protect investors, maintain fair and efficient markets, and facilitate capital formation. Working at the SEC means engaging in high-stakes legal work that impacts the global economy. Employees benefit from a collaborative environment and a commitment to professional growth.